Solutions/Newly Licensed
Built for your firmNewly licensed
You're licensed. Now what?
The first 90 days post-licence decide whether MAS sees a serious operator or a paper compliance program. Rook walks you through the 90-day setup — and it's bundled into the Professional plan, not an extra invoice.
The 30/60/90 plan
What gets done, when
Day 0 – 30
Stand up the basics
- AML/CFT framework operational (MLRO appointed, screening tool live)
- First board pack template generated
- MAS Form 25A return scheduled in the radar
- Staff training log opened
- Compliance Officer dashboard configured
Day 31 – 60
Prove the controls work
- First mock audit completed (gap report delivered to board)
- Outsourcing register populated with vendor DDs
- Conflicts register and PA dealing log live
- Risk register reviewed against actual trading activity
Day 61 – 90
Lock the rhythm
- First quarterly compliance report delivered to the board
- MAS submissions calendar locked for the next 12 months
- Annual policy review schedule set
- Director attestations collected and archived
12+
documents and registers generated and tracked
1
assistant, bundled into your Rook plan — no separate line item
90 days
from licence grant to a defensible day-to-day workflow
Easier than the application itself.
Most founders are exhausted by the licence application. Don't let the post-licence setup be a second slog.
Ready to own your compliance?
Join the waitlist to help shape the platform and lock in founding-member pricing at launch.
Join the waitlistLaunching early–mid 2027. No credit card. No commitment.
