Resources/Mas Deadline Calendar
Learn the regulationsCalendar
The annual MAS calendar for LFMCs.
The recurring filings and reviews most Singapore fund managers need to keep on their radar.
Reporting
Form 1 — Quarterly Return
Statement of assets under management and regulatory financial data.
Quarterly
Apr 14 · Jul 14 · Oct 14 · Jan 14
Audit
Annual Audited Accounts
Audited financial statements lodged with MAS.
Annual
Within 5 months of FYE
Governance
Annual Declaration of Compliance
Board attestation of compliance with the SFA and MAS guidelines.
Annual
Jan 14
AML/CFT
AML/CFT Independent Review
Independent assessment of AML/CFT controls under MAS Notice SFA04-N02.
Annual
Annual
Capital
Risk-Based Capital Filing
Capital adequacy filing per Securities and Futures Act requirements.
Semi-Annual
Semi-annual
Governance
Compliance Policy Review
Refresh and re-approve compliance, AML, and risk policies.
Annual
Annual
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